SOURCE-LINKED INTELLIGENCE

Transfer Agent Rules

US Federal Register · article · Sep 4, 2026 · UTC

The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.

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Evidence & attribution

US Federal Register · 2026-09-04T00:00:00.000Z

First collected: 2026-09-19T20:26:32.566Z. This is not the publication date.